Live status tracking, scenario logs, and regulatory overlays with comprehensive audit trails for institutional compliance management.
Real-time monitoring and reporting across all regulatory frameworks.
All trading decisions, compliance checks, and system actions are recorded with UUID-linked audit trails. Each record includes:
Everything you need for institutional-grade regulatory compliance.
Continuous monitoring with automated validation against all applicable regulatory frameworks. Real-time alerts for any potential violations.
Immediate notifications for compliance events, regulatory changes, and system status updates with customizable alert thresholds.
Immutable audit logs with UUID tracking, cryptographic verification, and complete decision rationale for regulatory review.
Automatic updates for regulatory changes with impact assessment and implementation guidance for seamless compliance.
Generate detailed compliance reports for internal review, regulatory submissions, and board presentations with customizable formats.
Support for major regulatory frameworks worldwide including SEC, FINRA, MiFID II, GDPR, MAS, ASIC, and more.
Experience the power of automated compliance monitoring with real-time reporting and audit-ready documentation.