Risk, Compliance & ESG
Monitor. Protect. Govern.
Ongoing risk monitoring and compliance services that maintain perpetual vigilance across regulatory, cyber, ESG, and third-party risk domains. These modules ensure portfolio-wide compliance with evolving regulations including GDPR, DORA, and the EU AI Act, while providing crisis-ready response capabilities and whistleblower intake management.
20 Intelligence Services
Ongoing Compliance Drift Monitor
Always monitors for drift between portfolio company policies and evolving regulatory requirements across multiple jurisdictions. Creates Compliance Drift Reports that quantify gap severity, estimate r...
Data Lineage Provenance Validator
Validates data lineage and provenance by tracing data flows from origin through transformation to consumption. Spots undocumented data transfers, unauthorized processing activities, and breaks in the ...
AI Model Governance & EU AI Act Readiness Pack
Assesses portfolio company AI models against the EU AI Act risk classification framework and broader AI governance standards. Creates Model Cards documenting model purpose, training data, performance ...
Third-Party Risk & Contract Compliance Sentinel
Monitors third-party risk across vendor, supplier, and partner relationships by cross-referencing contracts, SOC reports, incident histories, and financial health indicators. Maintains a live risk reg...
Sanctions & Export Controls Exposure Monitor
Screens portfolio company customers, suppliers, and counterparties against global sanctions lists, export control regimes, and politically exposed person databases. Provides real-time alerts for new d...
Whistleblower Intake Triage & Investigation Pack
Provides a secure, anonymous intake system for whistleblower allegations with automated triage, severity classification, and investigation plan creation. Ensures compliance with whistleblower protecti...
Insurance Coverage Gap Optimizer
Studies portfolio company insurance programs against risk profiles to spot coverage gaps, over-insured areas, and premium tuning opportunities. Produces a gap review with recommended coverage adjustme...
Crisis Outreach Pack Generator
Creates legally vetted crisis outreach materials including press releases, employee memoranda, customer notifications, and regulatory disclosures. Materials are pre-approved for rapid deployment and t...
Operational Resilience Program Pack (DORA-Aligned)
Builds a thorough operational resilience program aligned with DORA and similar regulatory frameworks. Maps critical business services, ICT dependencies, and recovery capabilities, producing a program ...
Regulatory Change Impact Simulator
Projects the operational and financial impact of pending regulatory changes across the portfolio. Models rollout costs, timeline requirements, and competitive implications, enabling proactive complian...
AI Governance & Model Risk Management Framework
Sets up governance frameworks for AI and machine learning models deployed across portfolio companies. Defines model risk management policies, checks procedures, bias monitoring protocols, and regulato...
Sanctions & Politically Exposed Person Screening Engine
Performs ongoing screening of counterparties, customers, suppliers, and beneficial owners against global sanctions lists, PEP databases, and adverse media sources. Produces risk-scored alerts with evi...
Data Privacy & GDPR Compliance Auditor
Audits data privacy practices across portfolio companies against GDPR, CCPA, and other applicable privacy regulations. Spots compliance gaps, quantifies remediation requirements, and produces rollout ...
Climate Risk & TCFD Reporting Generator
Assesses physical and transition climate risks across the portfolio and creates TCFD-aligned reporting. Models climate scenario impacts on portfolio company operations, supply chains, and financial pe...
Third-Party Risk Management & Vendor Due Diligence Engine
Manages the complete third-party risk lifecycle from first due diligence through ongoing monitoring and periodic reassessment. Judges vendors, service providers, and business partners across financial...
Regulatory Change Impact Analyzer & Compliance Tracker
Monitors regulatory developments across relevant jurisdictions and assesses their impact on portfolio companies. Produces impact assessments for proposed and enacted regulatory changes with compliance...
Cybersecurity Posture Assessment & Incident Response Planner
Judges cybersecurity posture across portfolio companies using industry frameworks (NIST, ISO 27001) and develops incident response plans. Spots vulnerabilities, quantifies cyber risk exposure, and pro...
Anti-Money Laundering Transaction Monitoring Engine
Deploys transaction monitoring capabilities to detect suspicious activity patterns indicative of money laundering, terrorist financing, or fraud. Produces risk-scored alerts with supporting evidence f...
Business Continuity & Disaster Recovery Planning Engine
Develops thorough business continuity and disaster recovery plans for portfolio companies. Conducts business impact review, spots critical processes and dependencies, and produces recovery strategies ...
Portfolio-Wide Risk Pooling & Correlation Analyzer
Pools and correlates risk exposures across the entire portfolio to spot concentration risks, contagion pathways, and systemic vulnerabilities. Produces portfolio-level risk dashboards with stress test...